How do I document a higher level of care recommendation?

The documentation within your progress note should clearly explain why HLOC was recommended, how the recommendation was discussed with the client, and what plan was established for follow-up and continuity of care.

Simply documenting that "a HLOC was recommended" is not sufficient. The medical record should demonstrate the provider's clinical assessment, reasoning, the client's response, and the follow-up plan.

What should my documentation include?

  • Relevant assessment findings and changes in clinical presentation
  • Clinical concerns supporting the recommendation
  • The level of care recommended
  • The clinical rationale for the specific level of care
  • How the recommendation was discussed with the client
  • Education or information provided to the client
  • The client's response, preferences, questions, or concerns
  • Barriers to accessing the recommended level of care
  • Resources, referrals, or options discussed or provided
  • Alternatives considered and the clinical rationale for those alternatives
  • Safety planning, crisis planning, or other interim interventions
  • Coordination with other providers or supports, as applicable
  • Follow-up plans
  • Any subsequent changes to the recommendation, treatment plan, or client's status

Example of what strong documentation should demonstrate

Your documentation should allow another clinician reviewing the record to understand:

What changed → What did you assess → Why did you recommend HLOC → How did the client respond → What barriers or alternatives were considered → What is the plan now?

This creates a clearer record of the clinical decision-making process and the client's ongoing care plan.

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